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Energy Transfer LP — Director's Dealing 2018
Oct 23, 2018
29979_dirs_2018-10-23_b0ec1f9a-3e0e-42e3-bdcb-2eca97b52171.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energy Transfer LP (ET)
CIK: 0001276187
Period of Report: 2018-10-19
Reporting Person: Grimm Michael K (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-10-19 | Common Units | A | 84708 | — | Acquired | 84708 | Direct |
| 2018-10-19 | Common Units | A | 2944 | — | Acquired | 2944 | Indirect |
| 2018-10-19 | Common Units | A | 2944 | — | Acquired | 2944 | Indirect |
Footnotes
F1: Acquisition in connection with the merger of a wholly owned subsidiary of Energy Transfer Equity, L.P. ("ETE") with Energy Transfer Partners, L.P. ("ETP"), with ETP continuing as the surviving entity and becoming a wholly owned subsidiary of ETE (the "Merger"). On October 18, 2018, the last trading day for the ETP common units, the closing price of ETP's common units was $21.47 per unit and the closing price of ETE's common units was $16.82 per unit. Each ETP common unit outstanding was converted into the right to receive 1.28 ETE common units. As part of the Merger, ETE changed its name to "Energy Transfer LP" and its common units began trading on the New York Stock Exchange ("NYSE") under the "ET" ticker symbol when the market opened on Friday, October 19, 2018.
F2: These units are held by the daughter of the reporting person in the Lara Kristen Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F3: These units are held by the son of the reporting person in the Tyler Jason Grimm Trust of which the reporting person is the trustee. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.