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Energy Transfer LP — Director's Dealing 2018
Nov 14, 2018
29979_dirs_2018-11-14_3180b030-3a2d-48fd-9f38-50cba0c57f45.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Energy Transfer LP (ET)
CIK: 0001276187
Period of Report: 2018-11-12
Reporting Person: WARREN KELCY L (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-12 | Common Units | P | 1500000 | $15.64 | Acquired | 39042084 | Direct |
| 2018-11-13 | Common Units | P | 500000 | $15.26 | Acquired | 39542084 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 10224429 | Indirect |
| Common Units | 328383 | Indirect |
| Common Units | 98093962 | Indirect |
| Common Units | 91585486 | Indirect |
| Common Units | 104166 | Indirect |
| Common Units | 601076 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $15.38 to $15.94, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
F2: The price reported in Column 4 is a weighted average price. These common units were purchased in multiple transactions at prices ranging from $14.87 to $15.67, inclusive. The reporting person undertakes to provide to ET, any security holder of ET, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of units purchased at each separate price within this range.
F3: The reported units are owned directly by Kelcy Warren Partners II, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F4: The reported units are owned directly by ET Company Ltd. The reported units represent the estimated pro rata interest of Mr. Warren in ET Company Ltd., including through his interest therein held through Three Dawaco, Inc. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F5: The reported units are owned directly by Kelcy Warren Partners, LP, a limited partnership owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F6: The reported units are owned directly by Seven Bridges Holdings LLC a limited liability company owned by Mr. Warren. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.
F7: The reported units are owned directly by LE GP, LLC. Mr. Warren disclaims beneficial ownership of the reported units except to the extent of his pecuniary interest therein.