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Energy Transfer LP — Director's Dealing 2013
Feb 14, 2013
29979_dirs_2013-02-14_55dcd4fc-e4fe-4e8b-b23b-569fc5cdf29f.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: Energy Transfer Equity, L.P. (ETE)
CIK: 0001276187
Period of Report: 2012-12-31
Reporting Person: DAVIS RAY C (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-12-05 | Common Units | G | 1087922 | — | Disposed | 6794031 | Indirect |
| 2012-12-05 | Common Units | G | 1087922 | — | Disposed | 5706109 | Indirect |
| 2012-12-05 | Common Units | G | 5685670 | — | Disposed | 20439 | Indirect |
| 2012-12-05 | Common Units | G | 10373 | — | Disposed | 10066 | Indirect |
| 2012-12-05 | Common Units | G | 1087922 | — | Acquired | 1087922 | Indirect |
| 2012-12-05 | Common Units | G | 1087922 | — | Acquired | 1087922 | Indirect |
| 2012-12-05 | Common Units | G | 5685670 | — | Acquired | 5685670 | Indirect |
| 2012-12-05 | Common Units | G | 10373 | — | Acquired | 10423 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Units | 3545261 | Direct |
| Common Units | 1410552 | Indirect |
| Common Units | 3223005 | Indirect |
| Common Units | 741654 | Indirect |
Footnotes
F1: Reflects gifts made by Mr. Davis from his pro rata interest distributed by ETC Holdings, L.P., without change in beneficial ownership.
F2: The reported Common Units are owned directly by ETC Holdings, L.P.("ETC"). The Common Units reported represent the estimated pro rata interest of Mr. Davis in ETC, including his interest in other partners of ETC. ET GP LLC ("ETGP") may be deemed to beneficially own the units owned of record by ETC by virtue of ETGP being the sole general partner of ETC. Mr. Davis is a member of such entity and may also be deemed to share power to vote or to direct the vote and to dispose or to direct the disposition of the Common Units held by ETC.
F3: Mr. Davis disclaims beneficial ownership of units held by these entities except to the extent of his pecuniary interest therein.