AI assistant
Sending…
ENERGY FOCUS, INC/DE — Director's Dealing 2021
Feb 23, 2021
35068_dirs_2021-02-23_fdd0c1c4-d8a9-4980-94b8-95ee9a95897b.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2021-02-19
Reporting Person: Tu James (Director, Chairman and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-19 | Stock Option (Right to buy) | $5.59 | A | 15000 | Acquired | 2031-02-19 | Common Stock (15000.0) | Direct |
Footnotes
F1: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.
More from ENERGY FOCUS, INC/DE
Interim / Quarterly Report
2026
May 12
Regulatory Filings
2026
May 12
Proxy Solicitation & Information Statement
2026
Apr 28
Regulatory Filings
2026
Apr 14
Regulatory Filings
2026
Mar 30
Annual Report
2026
Mar 24
Regulatory Filings
2026
Mar 24
Director's Dealing
2025
Dec 31
Major Shareholding Notification
2025
Dec 31
Regulatory Filings
2025
Dec 2