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ENERGY FOCUS, INC/DE — Director's Dealing 2020
Mar 21, 2020
35068_dirs_2020-03-20_9b3b6f54-13e3-4678-a028-a70313e22218.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2020-03-18
Reporting Person: NESTOR TOD A (President, CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-18 | Stock Option | $0.3 | A | 100000 | Acquired | 2030-03-18 | Common Stock (100000.0) | Direct |
Footnotes
F1: Date exercisable applies to one-fourth of the total shares subject to the stock option. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.
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