ENERGY FOCUS, INC/DE — Director's Dealing 2020

Sep 17, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2020-09-17

Reporting Person: Politziner Philip (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-17	Common Stock	M	3000	—	Acquired	13400	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-17	Restricted Stock Units	$	M	3000	Acquired		Common Stock (3000.0)	Direct

Footnotes

F1: Restricted stock units convert into Common Stock on a one-for-one basis.

F2: On March 18, 2020, the reporting person was granted 3,000 restricted stock units that vested on September 17, 2020, the date of the Company's annual meeting of stockholders.