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ENERGY FOCUS, INC/DE — Director's Dealing 2020
Nov 13, 2020
35068_dirs_2020-11-13_0c080374-1f48-461b-a013-0771b51ed142.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2020-11-11
Reporting Person: Warren James Raymond III (SVP, GC & Corp. Secretary)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (3200.0) | Direct | ||
| Stock Option (Right to buy) | $7.14 | 2030-09-28 | Common Stock (10000.0) | Direct |
Footnotes
F1: The award vests in four equal annual installments beginning on September 28, 2021.
F2: Restricted stock units convert into Common Stock on a one-for-one basis.
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