ENERGY FOCUS, INC/DE — Director's Dealing 2019

Jan 3, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2018-12-31

Reporting Person: Turin Jerry (CFO and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-31	Common Stock	A	6906	$0.5259	Acquired	6906	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Restricted Stock Units	$	2021-05-30	Common Stock (50474.0)	50474	Direct
Stock Option	$1.81	2028-05-29	Common Stock (75711.0)	75711	Direct

Footnotes

F1: Shares acquired through the Energy Focus, Inc. 2013 Employee Stock Purchase Plan.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F3: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.

F4: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.