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ENERGY FOCUS, INC/DE — Director's Dealing 2019
Jun 21, 2019
35068_dirs_2019-06-21_ffe3c608-2522-457b-a65b-8a075cd35d08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2019-06-19
Reporting Person: Socolof Stephen (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-06-19 | Common Stock | M | 5032 | — | Acquired | 5032 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-06-19 | Restricted Stock Units | $ | M | 5032 | Disposed | 2019-06-20 | Common Stock (5032.0) | Direct |
Footnotes
F1: Restricted stock units convert into Common Stock on a one-for-one basis.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.
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