ENERGY FOCUS, INC/DE — Director's Dealing 2019

Jul 19, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2019-07-16

Reporting Person: Tu James (Director, Chairman and CEO, 10% Owner)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-07-16	Stock Option	$0.42	A	300000	Acquired	2029-07-16	Common Stock (300000.0)	Direct

Footnotes

F1: Date applies to one-fourth of the total. The remaining three-fourths vest in equal monthly installments thereafter over a three year period.