ENERGY FOCUS, INC/DE — Director's Dealing 2019

Dec 18, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2019-11-12

Reporting Person: McManus Geraldine (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2019-11-12	Common Stock	A	11710	—	Acquired	11710	Direct
2019-12-17	Common Stock	M	8290	—	Acquired	20000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2019-12-17	Restricted Stock Units	$	M	8290	Acquired		Common Stock (8290.0)	Direct

Footnotes

F1: Represents restricted stock units that fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date (December 17, 2019).

F2: Restricted stock units convert into Common Stock on a one-for-one basis.

F3: On February 28, 2019, the reporting person was granted 8,290 restricted stock units that vested on December 17, 2019, the date of the Company's annual meeting of stockholders.