ENERGY FOCUS, INC/DE — Director's Dealing 2018

Jun 23, 2018

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2018-06-20

Reporting Person: Cohen William (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-06-20	Common Stock	M	18443	—	Acquired	663622	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2018-06-20	Restricted Stock Units	$	M	18443	Disposed	2018-06-20	Common Stock (18443.0)	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$10.36	2025-07-23	Common Stock (5000.0)	5000	Direct
Stock Option	$5.5	2024-07-15	Common Stock (5000.0)	5000	Direct

Footnotes

F1: Restricted stock units convert into Common Stock on a one-for-one basis.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F3: Date applies to 1/12th of the total as options vest monthly over a twelve month period.