ENERGY FOCUS, INC/DE — Director's Dealing 2017

Mar 13, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2017-03-10

Reporting Person: White Bradley Brian (CFO & Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-03-10	Common Stock	P	1600	$3.13	Acquired	1600	Direct
2017-03-10	Common Stock	P	975	$3.12	Acquired	975	Indirect
2017-03-10	Common Stock	P	1075	$3.12	Acquired	1075	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$4.49	2027-01-03	Common Stock (81198.0)	81198	Direct
Restricted Stock Units	$	2020-01-03	Common Stock (32479.0)	32479	Direct

Footnotes

F1: The shares are held by the Hadley B. White Trust Account, of which the Reporting Person is a trustee.

F2: The shares are held by the Henry F. White Trust Account, of which the Reporting Person is a trustee.

F3: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.