ENERGY FOCUS, INC/DE — Director's Dealing 2017

Feb 28, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2017-02-27

Reporting Person: Tewksbury Ted L III (Director, Chairman, CEO & President)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-02-27	Restricted Stock Units	$	A	49443	Acquired	2020-02-28	Common Stock (49443.0)	Direct
2017-02-27	Stock Option	$3.43	A	74165	Acquired	2027-02-27	Common Stock (74165.0)	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F2: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.

F3: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.