ENERGY FOCUS, INC/DE — Director's Dealing 2017

May 19, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2017-05-19

Reporting Person: Tewksbury Ted L III (Director, Chairman, CEO & President)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-05-19	Common Stock	P	3333	$3.1339	Acquired	6666	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$3.43	2027-02-27	Common Stock (74165.0)	74165	Direct
Restricted Stock Units	$	2020-02-28	Common Stock (49443.0)	49443	Direct
Restricted Stock Units	$	2018-01-04	Common Stock (20621.0)	20621	Direct

Footnotes

F1: Date applies to one-third of the total. The remaining two-thirds vest in equal monthly installments thereafter over a two year period.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F3: Date applies to one-third of the total. Another one-third vests two years from the grant date and the final one-third vests three years from the grant date.

F4: The Restricted Stock Units vest 100% on 01/03/2018.