ENERGY FOCUS, INC/DE — Director's Dealing 2017

Jun 22, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2017-06-21

Reporting Person: Ramelot Michael Rush (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-06-21	Restricted Stock Units	$0.0	A	18443	Acquired		Common Stock (18443.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	14484	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$10.36	2025-07-23	Common Stock (5000.0)	5000	Direct
Stock Option	$5.5	2024-07-16	Common Stock (5000.0)	5000	Direct
Stock Option	$4.8	2023-12-18	Common Stock (5000.0)	5000	Direct

Footnotes

F1: The Restricted Stock Units fully vest on the earlier of (i) the one year anniversary of the grant date or (ii) the date of the Company's annual meeting of stockholders next following the grant date.

F2: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F3: Date applies to 1/12th of the total, as options vest monthly over a twelve month period.