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ENERGY FOCUS, INC/DE Director's Dealing 2016

Mar 17, 2016

35068_dirs_2016-03-16_8a318344-a385-40c4-8c5d-a8e795a01e55.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2016-03-14

Reporting Person: Ramelot Michael Rush (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-03-14 Common Stock P 3000 $8.05 Acquired 3000 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $5.5 2024-07-16 Common Stock (5000.0) 5000 Direct
Stock Option $4.8 2023-12-18 Common Stock (5000.0) 5000 Direct
Stock Option $10.36 2025-07-23 Common Stock (5000.0) 5000 Direct

Footnotes

F1: Date applies to 1/12th of the total, as options vest monthly over a twelve month period.