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ENERGY FOCUS, INC/DE — Director's Dealing 2016
Jun 3, 2016
35068_dirs_2016-06-02_0ab1f9e8-f333-4685-815f-c3b947edb771.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2016-06-01
Reporting Person: Luo Jiangang (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-06-01 | Common Stock | M | 2500 | — | Acquired | 5002 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-06-01 | Restricted Stock Units | $0.0 | M | 2500 | Disposed | 2016-06-01 | Common Stock (2500.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 519565 | Indirect |
Footnotes
F1: Restricted Stock Units convert into Common Stock on a one-for-one basis.
F2: Mr. Luo is Managing Partner and President of Cleantech Global Limited (formerly Prime Science & Technology, Inc.)
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