ENERGY FOCUS, INC/DE — Director's Dealing 2016

Jun 17, 2016

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2016-06-15

Reporting Person: Ramelot Michael Rush (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2016-06-15	Restricted Stock Units	$0.0	A	11484	Acquired	2017-06-15	Common Stock (11484.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$5.5	2024-07-16	Common Stock (5000.0)	5000	Direct
Stock Option	$4.8	2023-12-18	Common Stock (5000.0)	5000	Direct
Stock Option	$10.36	2025-07-23	Common Stock (5000.0)	5000	Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Energy Focus, Inc. Common Stock.

F2: The Restricted Stock Units vest 100% on 06/15/2017.

F3: Date applies to 1/12th of the total, as options vest monthly over a twelve month period.