ENERGY FOCUS, INC/DE — Director's Dealing 2015

Feb 13, 2015

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-12-31

Reporting Person: Hilliard Eric (President and COO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	8078	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$71.9000	2016-11-13	Common Stock (7500)	7500	Direct
Stock Option	$63.6000	2017-04-26	Common Stock (5000)	5000	Direct
Stock Option	$13.7000	2018-10-23	Common Stock (2500)	2500	Direct
Stock Option	$10.7000	2021-01-18	Common Stock (10000)	10000	Direct
Stock Option	$2.3000	2023-04-29	Common Stock (10000)	10000	Direct
Stock Option	$4.1000	2024-01-28	Common Stock (12500)	12500	Direct

Footnotes

F1: Includes 1,193 shares acquired on December 31, 2014 through the Energy Focus, Inc. Employee Stock Purchase Plan.

F2: One third vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following two-year period.