ENERGY FOCUS, INC/DE — Director's Dealing 2015

Feb 13, 2015

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2015-02-05

Reporting Person: Miller Marcia Jean (Interim CFO)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	6415	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$3.9000	2022-03-23	Common Stock (1000)		Direct
Stock Option	$2.3000	2023-02-15	Common Stock (2000)		Direct
Stock Option	$4.1000	2023-07-19	Common Stock (2500)		Direct
Common Stock Option	$4.1000	2024-01-28	Common Stock (5000)		Direct

Footnotes

F1: One quarter vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following three-year period.

F2: One third vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following two-year period.