ENERGY FOCUS, INC/DE — Director's Dealing 2015

Feb 13, 2015

SEC Form 5 — Annual Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-12-31

Reporting Person: Matrisciano Theresa A. (VP of Human Resources)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	434	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$4.1000	2023-07-19	Common Stock (2500)	2500	Direct
Stock Option	$4.1000	2023-07-19	Common Stock (7500)	7500	Direct

Footnotes

F1: Acquired through the Energy Focus, Inc. Employee Stock Purchase Plan.

F2: One third vests on the date shown, which is the first anniversary following the grant date. The remainder vests in equal monthly installments through the following two-year period.