ENERGY FOCUS, INC/DE — Director's Dealing 2015

Feb 18, 2015

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2015-02-17

Reporting Person: Cohen William (Director, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2015-02-17	Common Stock	X	200000	$4.30	Acquired	600000	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2015-02-17	Warrant (Right to Buy)	$4.30	X	200000	Disposed	2015-03-02	Common Stock (200000)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	108695	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Stock Option	$5.5000	2024-07-15	Common Stock (5000)	5000	Direct

Footnotes

F1: William Cohen is the Manager and controlling Member of Costar Partners II, LLC.

F2: Date applies to 1/12th of the total as option vest monthly over a twelve month period.