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ENERGY FOCUS, INC/DE — Director's Dealing 2015
Feb 26, 2015
35068_dirs_2015-02-26_3cf23280-b3bf-4022-bf06-bc3f999dbe2e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2015-02-24
Reporting Person: Tu James (Director, Executive Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-02-24 | Common Stock | X | 90000 | $4.30 | Acquired | 300000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-02-24 | Warrant (Right to Buy) | $4.30 | X | 90000 | Disposed | 2015-02-27 | Common Stock (90000) | Indirect |
Footnotes
F1: James Tu has investment and voting power over the shares.
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