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ENERGY FOCUS, INC/DE — Director's Dealing 2015
Mar 18, 2015
35068_dirs_2015-03-18_e3d84cf5-400c-48a2-bfdd-c8d0590b64f2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2015-03-16
Reporting Person: Tu James (Director, Executive Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-16 | Stock Option | $5.47 | A | 80000 | Acquired | 2025-03-16 | Common Stock (80000) | Direct |
Footnotes
F1: Date applies to one-third of the total. The remaining two-thirds vest monthly over the following two year period.
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