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ENERGY FOCUS, INC/DE — Director's Dealing 2015
Jul 27, 2015
35068_dirs_2015-07-27_1ea1219f-5110-4cfc-b9e0-3007f61733a3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2015-07-23
Reporting Person: Ramelot Michael Rush (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-07-23 | Stock Option | $10.36 | A | 5000 | Acquired | 2025-07-23 | Common Stock (5000.0) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $5.5 | 2024-07-16 | Common Stock (5000.0) | 5000 | Direct |
| Stock Option | $4.8 | 2023-12-18 | Common Stock (5000.0) | 5000 | Direct |
Footnotes
F1: Date applies to 1/12th of the total as option vests monthly over a twelve month period.
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