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ENERGY FOCUS, INC/DE — Director's Dealing 2014
Jan 29, 2014
35068_dirs_2014-01-29_e1a5fd09-0815-4884-adbe-d021dbf72578.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2012-12-12
Reporting Person: Tu James (Director, Executive Chairman)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1800000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $0.4300 | 2015-02-27 | Common Stock (900000) | Indirect |
Footnotes
F1: James Tu has investment and voting power over the shares.
F2: Warrant was originally issued at $0.54/share; however, was re-priced per the terms of the warrant to $0.43/share.
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