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ENERGY FOCUS, INC/DE Director's Dealing 2014

Jan 30, 2014

35068_dirs_2014-01-30_69cc05c1-d025-4931-a3ac-7f418ff5c473.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-01-28

Reporting Person: Matrisciano Theresa A. (VP of Human Resources)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-01-28 Stock option $0.41 A 75000 Acquired 2024-01-28 Common Stock (75000) Direct

Footnotes

F1: Date applies to one-third of the total. The remaining two-thirds vest monthly over the following two year period.