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ENERGY FOCUS, INC/DE — Director's Dealing 2014
Jan 30, 2014
35068_dirs_2014-01-30_6e5a873c-f9f3-47ac-9891-58f36d277fad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-01-28
Reporting Person: Tu James (Director, Executive Chairman and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-01-28 | Stock option | $0.41 | A | 800000 | Acquired | 2024-01-28 | Common Stock (800000) | Direct |
Footnotes
F1: Date applies to 1/11th of the total as option vest monthly over an eleven month period.
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