ENERGY FOCUS, INC/DE — Director's Dealing 2014

May 19, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-03-31

Reporting Person: Luo Jiangang (Director, 10% Owner)
Reporting Person: Prime Science & Technology Inc. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-03-31	Common Stock	C	9108697	$0.23	Acquired	9108697	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2014-03-31	Subordinated Convertible Debt	$0.23	C	1086957	Disposed	2016-12-31	Common Stock (1086957)	Indirect
2014-03-31	Subordinated Convertible Debt	$0.23	C	652174	Disposed	2016-12-31	Common Stock (652174)	Indirect
2014-03-31	Subordinated Convertible Debt	$0.23	C	869565	Disposed	2016-12-31	Common Stock (869565)	Indirect
2014-03-31	Subordinated Convertible Debt	$0.23	C	2173913	Disposed	2016-12-31	Common Stock (2173913)	Indirect
2014-03-31	Subordinated Convertible Debt	$0.23	C	434783	Disposed	2016-12-31	Common Stock (434783)	Indirect
2014-03-31	Subordinated Convertible Debt	$0.23	C	1282609	Disposed	2016-12-31	Common Stock (1282609)	Indirect
2014-03-31	Subordinated Convertible Debt	$0.23	C	2608696	Disposed	2016-12-31	Common Stock (2608696)	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Common Stock Option	$0.4800	2023-12-18	Common Stock (50000)	50000	Direct

Footnotes

F1: Mr. Luo is Managing Partner and President of Prime Science & Technology Inc.

F2: Date applies to 1/12th of the total as option vest monthly over a twelve month period.