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ENERGY FOCUS, INC/DE — Director's Dealing 2014
May 19, 2014
35068_dirs_2014-05-19_e1e7a179-1e19-43f5-96b1-f0ed2dd4b963.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-04-30
Reporting Person: Prime Science & Technology Inc. (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Subordinated Convertible Debt | $0.2300 | 2016-12-31 | Common Stock (1086957) | Direct | |
| Subordinated Convertible Debt | $0.2300 | 2016-12-31 | Common Stock (652174) | Direct | |
| Subordinated Convertible Debt | $0.2300 | 2016-12-31 | Common Stock (869565) | Direct | |
| Subordinated Convertible Debt | $0.2300 | 2016-12-31 | Common Stock (2173913) | Direct | |
| Subordinated Convertible Debt | $0.2300 | 2016-12-31 | Common Stock (434783) | Direct | |
| Subordinated Convertible Debt | $0.2300 | 2016-12-31 | Common Stock (1282609) | Direct | |
| Subordinated Convertible Debt | $0.2300 | 2016-12-31 | Common Stock (2608696) | Direct |
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