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ENERGY FOCUS, INC/DE Director's Dealing 2014

May 23, 2014

35068_dirs_2014-05-23_1aa7e899-dcb9-4d1f-8c18-33a0997b02a6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-05-21

Reporting Person: SWIDARSKI THOMAS W (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-05-21 Stock Option $0.59 A 100000 Acquired 2024-05-21 Common Stock (100000) Direct

Footnotes

F1: 33,333 shares vest upon the date shown, an addition 33,333 vest on May 21, 2016 and the remainder vests on May 21, 2017.