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ENERGY FOCUS, INC/DE — Director's Dealing 2014
May 23, 2014
35068_dirs_2014-05-23_1aa7e899-dcb9-4d1f-8c18-33a0997b02a6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-05-21
Reporting Person: SWIDARSKI THOMAS W (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-21 | Stock Option | $0.59 | A | 100000 | Acquired | 2024-05-21 | Common Stock (100000) | Direct |
Footnotes
F1: 33,333 shares vest upon the date shown, an addition 33,333 vest on May 21, 2016 and the remainder vests on May 21, 2017.
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