ENERGY FOCUS, INC/DE — Director's Dealing 2014

May 30, 2014

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-05-17

Reporting Person: Huang Gina (10% Owner)
Reporting Person: Jag International Co Ltd. (10% Owner)
Reporting Person: Brilliant Start Enterprise, Inc. (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-05-29	Common Stock	C	4347826	$0.23	Acquired	4347826	Indirect
2013-10-16	Common Stock	C	2173913	$0.23	Acquired	6521739	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-05-17	Convertible Subordinated Note	$0.23	A	2173913	Acquired	2016-12-31	Common Stock (2173913)	Indirect
2013-05-29	Convertible Subordinated Note	$0.23	C	4347826	Disposed	2015-12-31	Common Stock (4347826)	Indirect
2013-10-16	Convertible Subordinated Note	$0.23	C	2173913	Disposed	2016-12-31	Common Stock (2173913)	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	4000000	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Warrants to purchase Common Stock	$0.4300	2015-02-27	Common Stock (2000000)	2000000	Indirect

Footnotes

F1: Ms. Huang is the Chairman of Brilliant Start Enterprise, Inc.

F2: Ms. Huang is the sole owner of Jag International Ltd.

F3: Warrant was originally issued at $0.54/share; however, was re-priced per the terms of the warrant to $0.43/share.