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ENERGY FOCUS, INC/DE — Director's Dealing 2014
Jul 18, 2014
35068_dirs_2014-07-18_a1acc970-6a41-44da-8a04-c1958f6c281f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-07-16
Reporting Person: Ramelot Michael Rush (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-07-16 | Common Stock Option | $5.50 | A | 5000 | Acquired | 2024-07-16 | Common Stock (5000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Common Stock Option | $4.8000 | 2023-12-18 | Common Stock (5000) | 5000 | Direct |
Footnotes
F1: Date applies to 1/12th of the total as option vests monthly over a twelve month period.
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