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ENERGY FOCUS, INC/DE — Director's Dealing 2014
Sep 11, 2014
35068_dirs_2014-09-11_73786d50-1a19-48fc-af01-753606320fb6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2014-09-10
Reporting Person: DAVENPORT JOHN (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-09-10 | Common Stock | C | 12500 | $0.10 | Acquired | 34169 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-09-10 | Warrant for Common Stock | $0.10 | C | 12500 | Disposed | 2014-12-30 | Common Stock (12500) | Direct |
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