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ENERGY FOCUS, INC/DE — Director's Dealing 2013
Jul 15, 2013
35068_dirs_2013-07-15_58ecb122-322d-4996-929b-36d1c622a848.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-07-09
Reporting Person: Lamanna Frank (Chief Financial Officer)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.40 | 2018-12-17 | Common Stock (10000) | Direct | |
| Stock Option | $0.23 | 2023-02-15 | Common Stock (25000) | Direct |
Footnotes
F1: One-third are execisable on the date shown, which is the first anniversay following the grant date. The remaining two-thirds is exercisable in equal monthly installments over the following 24 months.
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