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ENERGY FOCUS, INC/DE — Director's Dealing 2013
Jul 22, 2013
35068_dirs_2013-07-22_75061f84-960f-46a1-bdfb-e663b179f1b4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-07-19
Reporting Person: Lamanna Frank (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-07-19 | Stock Option | $0.41 | A | 50000 | Acquired | 2023-07-19 | Common Stock (50000) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $1.40 | 2018-12-17 | Common Stock (10000) | 10000 | Direct |
| Stock Option | $0.23 | 2023-02-15 | Common Stock (25000) | 35000 | Direct |
Footnotes
F1: One-third are exercisable on the date shown, which is the first anniversary following the grant date. The remaining two-thirds are exercisable in equal monthly installments over the following 24 months.
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