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ENERGY FOCUS, INC/DE — Director's Dealing 2013
Aug 9, 2013
35068_dirs_2013-08-09_68ff7e24-1091-4e25-8bd9-a852f0096418.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2012-02-27
Reporting Person: 5 Elements Energy Efficiency Ltd. (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3800000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrants to purchase Common Stock | $0.54 | 2015-02-27 | Common Stock (1900000) | Direct |
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