AI assistant
Sending…
ENERGY FOCUS, INC/DE — Director's Dealing 2013
Sep 9, 2013
35068_dirs_2013-09-09_afa08f71-b50b-400e-9d6f-7ae1b96742cc.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-04-30
Reporting Person: Costar Partners II, LLC (10% Owner)
Reporting Person: Cohen William (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4000000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant (Right to Buy) | $.54 | 2015-03-02 | Common Stock (2000000) | Direct | |
| Convertible Note | $.23 | 2015-12-31 | Common Stock (1086957) | Direct |
Footnotes
F1: Owned directly, solely and individually by William Cohen, Manager and controlling Member of Costar Partners II, LLC
More from ENERGY FOCUS, INC/DE
Interim / Quarterly Report
2026
May 12
Regulatory Filings
2026
May 12
Proxy Solicitation & Information Statement
2026
Apr 28
Regulatory Filings
2026
Apr 14
Regulatory Filings
2026
Mar 30
Annual Report
2026
Mar 24
Regulatory Filings
2026
Mar 24
Director's Dealing
2025
Dec 31
Major Shareholding Notification
2025
Dec 31
Regulatory Filings
2025
Dec 2