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ENERGY FOCUS, INC/DE — Director's Dealing 2013
Oct 1, 2013
35068_dirs_2013-10-01_cef318ed-4e26-42cd-9f5e-dacaec0e95c1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-09-27
Reporting Person: FINNERTY J JAMES (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-09-27 | Common Stock Option | $0.45 | A | 15000 | Acquired | 2023-09-27 | Common Stock (15000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28385 | Direct |
Footnotes
F1: Date applies to 1/12th of the total, as shares vest monthly over a twelve month period.
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