ENERGY FOCUS, INC/DE — Director's Dealing 2013

Oct 1, 2013

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-03-18

Reporting Person: Bright Horizon Partners Inc. (10% Owner)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Subordinated Convertible Note	$0.23	2016-12-31	Common Stock ()		Direct
Subordinated Convertible Note	$0.23	2016-12-31	Common Stock ()		Direct
Subordinated Convertible Note	$0.23	2016-12-31	Common Stock ()		Direct

Footnotes

F1: Date shown is when Note first becomes convertible into Common Stock.

F2: Date shown is the maturity date of the Subordinated Convertible Note.

F3: Represents the Note principle amount, which is convertible into Common Stock at $0.23 per share.