AI assistant
Sending…
ENERGY FOCUS, INC/DE — Director's Dealing 2013
Oct 8, 2013
35068_dirs_2013-10-07_a1a2f410-0874-451f-b037-05f020c3aa12.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-09-26
Reporting Person: Luo Jiangang (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Subordinated Convertible Debt | $0.23 | 2016-12-31 | Common Stock (1086957) | Indirect | |
| Subordinated Convertible Debt | $0.23 | 2016-12-31 | Common Stock (652174) | Indirect | |
| Subordinated Convertible Debt | $0.23 | 2016-12-31 | Common Stock (2173913) | Indirect |
Footnotes
F1: Subordinated convertible debt matures on December 31, 2016, and is convertible into share of Common Stock at $0.23 per share.
F2: Represents date when debt first becomes convertible into shares of Common Stock.
F3: Mr. Luo is Managing Partner and President of Prime Science & Technology Inc.
More from ENERGY FOCUS, INC/DE
Interim / Quarterly Report
2026
May 12
Regulatory Filings
2026
May 12
Proxy Solicitation & Information Statement
2026
Apr 28
Regulatory Filings
2026
Apr 14
Regulatory Filings
2026
Mar 30
Annual Report
2026
Mar 24
Regulatory Filings
2026
Mar 24
Director's Dealing
2025
Dec 31
Major Shareholding Notification
2025
Dec 31
Regulatory Filings
2025
Dec 2