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ENERGY FOCUS, INC/DE — Director's Dealing 2013
Nov 8, 2013
35068_dirs_2013-11-08_a1f138d5-e1b0-4140-9ca7-1f4b03fe03f1.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-10-30
Reporting Person: McAuliffe Thomas P. (Sr. VP of Business Development)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option | $0.76 | 2023-10-30 | Common Stock (100000) | Direct |
Footnotes
F1: Half of the shares are exercisable on the date shown. The remaining half are exercisable in equal monthly installments over the following 12 months.
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