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ENERGY FOCUS, INC/DE — Director's Dealing 2013
Nov 8, 2013
35068_dirs_2013-11-08_e0a16b95-ee90-4f9e-a89c-f86d1faeb6f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-10-30
Reporting Person: McAuliffe Thomas P. (Sr. VP of Business Development)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-30 | Stock Option | $0.76 | A | 100000 | Acquired | 2023-10-30 | Common Stock (100000) | Direct |
Footnotes
F1: Half of the shares are exercisable on the date shown. The remaining half are exercisable in equal monthly installments over the following 12 months.
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