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ENERGY FOCUS, INC/DE Director's Dealing 2013

Nov 12, 2013

35068_dirs_2013-11-12_aa0e5d99-7dfe-4cde-8443-0e2e21cfa438.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-10-30

Reporting Person: Matrisciano Theresa A. (VP of Human Resources)

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Stock Option $0.41 2023-07-19 Common Stock (25000) Direct

Footnotes

F1: Date applies to one-third of the total. The remaining two-thirds vest monthly over the following two year period.