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ENERGY FOCUS, INC/DE — Director's Dealing 2013
Dec 20, 2013
35068_dirs_2013-12-20_fd1a3ad0-99e5-4cc7-9b42-588840350c08.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-12-18
Reporting Person: FINNERTY J JAMES (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-18 | Common Stock Option | $0.48 | A | 35000 | Acquired | 2023-12-18 | Common Stock (35000) | Direct |
Footnotes
F1: Date applies to 1/12th of the total as option vest monthly over a twelve month period.
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