ENERGY FOCUS, INC/DE - Director's Dealing 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2013-12-18

Reporting Person: Luo Jiangang (Director, 10% Owner)

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-12-18	Common Stock Option	$0.48	A	50000	Acquired	2023-12-18	Common Stock (50000)	Direct
2013-05-30	Subordinated Convertible Debt	$0.23	A	869565	Acquired	2016-12-31	Common Stock (869565)	Indirect
2013-08-02	Subordinated Convertible Debt	$0.23	A	434783	Acquired	2016-12-31	Common Stock (434783)	Indirect
2013-09-16	Subordinated Convertible Debt	$0.23	A	1282609	Acquired	2016-12-31	Common Stock (1282609)	Indirect
2013-10-10	Subordinated Convertible Debt	$0.23	A	2608696	Acquired	2016-12-31	Common Stock (2608696)	Indirect

F1: Date applies to 1/12th of the total as option vest monthly over a twelve month period.

F2: Subordinated convertible debt matures on December 31, 2016, and is convertible into shares of Common Stock at $0.23 per share.

F3: Represents date when debt first becomes convertible into shares of Common Stock.

F4: Mr. Luo is Managing Partner of Prime Science & Technology, Inc.