ENERGY FOCUS, INC/DE — Director's Dealing 2011

Mar 11, 2011

SEC Form 4/A — Form 4/A

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2011-02-24

Reporting Person: Gelbaum David (10% Owner)
Reporting Person: Gelbaum Monica Chavez (10% Owner)
Reporting Person: Quercus Trust (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2011-02-24	Common Stock	X	6500	$1.0023	Acquired	5173580	Direct
2011-02-25	Common Stock	X	150000	$1.005	Acquired	5323580	Direct
2011-02-25	Common Stock	X	7500	$1.0043	Disposed	5331080	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2010-02-25	Warrant to purchase common stock	$.01	A	150000	Acquired	2014-12-29	Common Stock (150000)	Direct
2010-02-25	Option to purchase common stock	$.60	X	7500	Acquired	2014-12-29	Common Stock (7500)	Direct

Footnotes

F1: Warrant acquired 12/29/2009 in exchange for guarantee of obligation.

F2: Option granted for services as director under Company stock option plan.