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ENERGY FOCUS, INC/DE Director's Dealing 2011

Apr 1, 2011

35068_dirs_2011-04-01_7a0517cd-21fd-418d-aaa6-2f5e06155db7.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2011-04-01

Reporting Person: Hilliard Eric (See remarks)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-04-01 Stock Options for Common Stock $1.02 J 150000 Disposed 2020-02-25 Common Stock (150000) Direct

Footnotes

F1: These options were performance-based and would only be exercisable if and only if Energy Focus, Inc. met specific financial performance criteria. These conditions were not met, therefore the stock options are forfeited.

F2: Twenty-five percent were to become exercisable on February 25, 2011, and the remaining 75% were to become exercisable monthly in equal amounts over the following 36 months.