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ENERGY FOCUS, INC/DE Director's Dealing 2011

Sep 6, 2011

35068_dirs_2011-09-06_5df4eeff-94bf-4dfd-b0e8-ce408b7b6f0f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ENERGY FOCUS, INC/DE (EFOI)
CIK: 0000924168
Period of Report: 2011-08-05

Reporting Person: BUELOW ROGER (Chief Technology Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-08-05 Stock Options for Common Stock $0.50 A 200000 Acquired 2021-08-05 Common Stock (200000) Direct

Footnotes

F1: Twenty-five percent become exercisable on August 5, 2012, and the remaining 75% become exercisable monthly in equal amounts over the following 36 months.